Eleven initial public offerings are slated to open next week, offering investors a range of new opportunities. Among the
companies launching their IPOs are Gujarat Kidney and Super Speciality and Shyam Dhani Industries. A complete list of
the eleven companies is available for review.
**Disclaimer:** Investment in the securities market carries risk. It's important to carefully review all related
documents before making any investment decisions. Brokerage fees will not exceed the limit prescribed by SEBI.
_Risk disclosures on derivatives: 9 out of 10 individual traders in equity Futures and Options Segment, incurred net
losses. On an average, loss makers registered net trading loss close to ₹ 50,000 Over and above the net trading losses
incurred, loss makers expended an additional 28% of net trading losses as transaction costs. Those making net trading
profits, incurred between 15% to 50% of such profits as transaction cost._
Mutual Funds: Top rated funds do not constitute any advice. Research data is powered by Morningstar. Please read the
offer documents carefully before investing. Upstox shall not accept any liability arising out of your investments.
These are not Exchange traded products, and the Member is just acting as distributor. All disputes with respect to the
distribution activity, would not have access to Exchange investor redressal forum or Arbitration mechanism.
**Attention Investors:** As per NSE circular dated July 6, 2022, BSE circular dated July 6, 2022, MCX circular dated
July 11, 2022 investors are cautioned to abstain them from dealing in any schemes of unauthorised collective
investments/portfolio management, indicative/ guaranteed/fixed returns / payments etc. Investors are further cautioned
a) Sharing i) trading credentials – login id & passwords including OTP’s., ii) trading strategies, iii) position
b) Trading in leveraged products /derivatives like Options without proper understanding, which could lead to losses.
c) Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of
the product and its risks.
d) Dealing in unsolicited tips through platforms like Whatsapp, Telegram, Instagram, YouTube, Facebook, SMS, calls, etc.
e) Trading / Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and
Kindly, read the Advisory Guidelines For Investors as prescribed by the Exchange with reference to their circular dated
27th August, 2021 regarding investor awareness and safeguarding client’s assets: Advisory Guidelines For Investors
Kindly, read the advisory as prescribed by the Exchange with reference to their circular dated January 14, 2022
regarding Updation of mandatory KYC fields by March 31, 2022: KYC Updation
Investors should update their mobile number with their depository participant to prevent unauthorized transactions in
their Demat account. Investors will receive alerts on their registered mobile number for debit and other important
transactions in their Demat account directly from CDSL on the same day. Similarly, updating mobile numbers/email
addresses with stock brokers helps prevent unauthorized transactions in Trading accounts. Information on transactions
will be received directly from the Exchange on mobile/email at the end of the day. KYC is a one-time exercise while
dealing in securities markets - once KYC is done through a SEBI-registered intermediary (broker, DP, Mutual Fund, etc.),
you need not undergo the same process again when you approach another intermediary. As a business, we don’t give stock
tips and have not authorised anyone to trade on behalf of others. If you find anyone claiming to be part of Upstox or
RKSV and offering such services, please send us an email at complaints@upstox.com and complaints.mcx@upstox.com.
Investors are not required to issue cheques while subscribing to an IPO. Simply provide the bank account number and sign
the application form to authorize payment in case of allotment. Funds remain in the investor's account, ensuring
worry-free refunds. Stockbrokers are permitted to accept securities as margin from clients only through a pledge in the
depository system, effective September 1, 2020.
Update your email ID and mobile number with your stockbroker/depository participant and receive an OTP directly from the
depository on your registered email ID and/or mobile number to create a pledge.
Investors can check their securities/mutual funds/bonds in the Consolidated Account Statement (CAS) issued by NSDL/CDSL
**Attention Investors:** SEBI has established an Online Dispute Resolution Portal (ODR Portal) for resolving disputes in
the Indian Securities Market. This circular streamlines the existing dispute resolution mechanism, offering online
conciliation and arbitration, benefiting investors and listed companies.
https://www.sebi.gov.in/legal/circulars/jul-2023/online-resolution-of-disputes-in-the-indian-securities-market_74794.html
ODR portal for Investors - https://smartodr.in/login